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feat(route): add 深圳证券交易所本所业务规则
Involved Issue / 该 PR 相关 Issue
Close #16532
Example for the Proposed Route(s) / 路由地址示例
/szse/rule/allrules/bussiness
New RSS Route Checklist / 新 RSS 路由检查表
- [ ] New Route / 新的路由
- [ ] Follows Script Standard / 跟随 路由规范
- [ ] Anti-bot or rate limit / 反爬/频率限制
- [ ] If yes, do your code reflect this sign? / 如果有, 是否有对应的措施?
- [ ] Date and time / 日期和时间
- [ ] Parsed / 可以解析
- [ ] Correct time zone / 时区正确
- [ ] New package added / 添加了新的包
- [ ]
Puppeteer
Note / 说明
Successfully generated as following:
http://localhost:1200/szse/rule/allrules/bussiness - Success ✔️
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<title>深圳证券交易所 - 全部业务规则</title>
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<lastBuildDate>Wed, 28 Aug 2024 16:02:23 GMT</lastBuildDate>
<ttl>5</ttl>
<item>
<title>关于调整融券交易保证金比例的通知</title>
<description><p class="MsoNormal" align="center" style="text-align: center; line-height: 200%;"><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><span face="宋体" style="font-family: 宋体;">深证上〔</span><span face="宋体" style="font-family: 宋体;">2024〕</span></span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><span face="宋体" style="font-family: 宋体;">553</span></span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><span face="宋体" style="font-family: 宋体;">号</span></span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><o:p></o:p></span></p>
<p class="MsoNormal" style="line-height: 200%; font-size: 16px;"><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><span face="宋体" style="font-family: 宋体;">各市场参与人:</span></span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><o:p></o:p></span></p>
<p class="MsoNormal" style="text-indent: 23.6000pt; mso-char-indent-count: 2.0000; line-height: 200%;"><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><span face="宋体" style="font-family: 宋体;">为加强融券逆周期调节,经中国证监会批准,深圳证券交易所(以下简称本所)现就调整融券交易保证金比例相关安排通知如下:</span></span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><o:p></o:p></span></p>
<p class="MsoNormal" style="text-indent: 23.6000pt; mso-char-indent-count: 2.0000; line-height: 200%;"><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><span face="宋体" style="font-family: 宋体;">一、投资者融券卖出时,融券保证金比例不得低于</span><span face="宋体" style="font-family: 宋体;">100%。其中,投资者为私募证券投资基金的,融券卖出时,融券保证金比例不得低于120%。</span></span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><o:p></o:p></span></p>
<p class="MsoNormal" style="text-indent: 23.6000pt; mso-char-indent-count: 2.0000; line-height: 200%;"><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><span face="宋体" style="font-family: 宋体;">本通知实施前尚未了结的融券合约,融券保证金比例要求仍按照原规定执行,其展期适用本通知的要求。</span></span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><o:p></o:p></span></p>
<p class="MsoNormal" style="text-indent: 23.6000pt; mso-char-indent-count: 2.0000; line-height: 200%;"><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><span face="宋体" style="font-family: 宋体;">二、本通知自</span><span face="宋体" style="font-family: 宋体;">2024年7月22日起施行。本所其他规定与本通知规定不一致的,以本通知为准。</span></span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><o:p></o:p></span></p>
<p class="MsoNormal" style="mso-para-margin-top: 0.0000gd; mso-para-margin-bottom: 0.0000gd; text-indent: 23.6000pt; mso-char-indent-count: 2.0000; mso-layout-grid-align: none; layout-grid-mode: char; mso-outline-level: 1; line-height: 200%;"><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><span face="宋体" style="font-family: 宋体;">各市场参与人应当根据本通知要求认真做好相关业务和技术系统准备,确保业务平稳运行。</span></span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><o:p></o:p></span></p>
<p class="MsoNormalIndent" style="mso-para-margin-top: 0.0000gd; mso-para-margin-bottom: 0.0000gd; text-indent: 31.6000pt; mso-layout-grid-align: none; layout-grid-mode: char; line-height: 200%;"><span style="mso-spacerun: 'yes'; font-family: 宋体; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><o:p>&nbsp;</o:p></span></p>
<p class="MsoNormal" style="mso-para-margin-top: 0.0000gd; mso-para-margin-bottom: 0.0000gd; text-indent: 23.6000pt; mso-char-indent-count: 2.0000; mso-layout-grid-align: none; layout-grid-mode: char; mso-outline-level: 1; line-height: 200%;"><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><o:p>&nbsp;</o:p></span></p>
<p class="MsoNormal" align="right" style="margin-right: 79pt; line-height: 200%;"><span style="font-family: 宋体; line-height: 200%; font-size: 12pt;"><span face="宋体" style="font-family: 宋体;">深圳证券交易所</span></span></p>
<p class="MsoNormal" align="right" style="margin-right: 79pt; line-height: 200%;"><span style="font-family: 宋体; line-height: 200%; font-size: 12pt;"><o:p></o:p></span><span style="font-family: 宋体; line-height: 200%; font-size: 12pt;"><span face="宋体" style="font-family: 宋体;">2024年</span></span><span style="font-family: 宋体; line-height: 200%; font-size: 12pt;"><span face="宋体" style="font-family: 宋体;">7</span></span><span style="font-family: 宋体; line-height: 200%; font-size: 12pt;"><span face="宋体" style="font-family: 宋体;">月</span></span><span style="font-family: 宋体; line-height: 200%; font-size: 12pt;"><span face="宋体" style="font-family: 宋体;">10</span></span><span style="font-family: 宋体; line-height: 200%; font-size: 12pt;"><span face="宋体" style="font-family: 宋体;">日</span></span><span style="font-family: 宋体; line-height: 200%; font-size: 12pt;"><o:p></o:p></span></p>
</description>
<link>http://www.szse.cn/disclosure/notice/general/t20240710_608116.html</link>
<guid isPermaLink="false">http://www.szse.cn/disclosure/notice/general/t20240710_608116.html</guid>
<pubDate>Wed, 04 Nov 56493 07:13:20 GMT</pubDate>
<author>www.szse.cn</author>
<category>本所公告-通知公告</category>
</item>
<item>
<title>关于发布《深圳证券交易所深港通业务实施办法(2024年修订)》及有关事项的通知</title>
<description><p class="MsoNormal" align="center" style="margin-right: 0pt; line-height: 200%; font-size: 16px; text-align: center;"><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><span face="宋体" style="font-family: 宋体;">深证上〔</span><span face="宋体" style="font-family: 宋体;">2024〕</span></span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;">462</span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;">号</span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><o:p></o:p></span></p>
<p class="MsoNormal" align="center" style="margin-right: 0.0000pt; mso-para-margin-right: 0.0000gd; text-indent: 23.6000pt; mso-char-indent-count: 2.0000; text-autospace: ideograph-numeric; mso-pagination: none; text-align: center; line-height: 200%;"><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;">&nbsp; &nbsp;</span></p>
<p class="MsoNormal" align="center" style="margin-right: 0pt; line-height: 200%; text-align: left; font-size: 16px;"><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 0.0000pt;">各市场参与人:</span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 0.0000pt;"><o:p></o:p></span></p>
<p class="MsoNormal" style="margin-right: 0pt; text-indent: 23.6pt; line-height: 200%; background-image: initial; background-position: initial; background-size: initial; background-repeat: initial; background-attachment: initial; background-origin: initial; background-clip: initial;"><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><span face="宋体" style="font-family: 宋体;">为持续优化互联互通机制,进一步扩大深港通</span><span face="宋体" style="font-family: 宋体;">ETF标的范围,本所对《深圳证券交易所深港通业务实施办法》(以下简称《实施办法》)进行了修订,经中国证监会批准,现予以发布,自发布之日起施行。本所于2023年3月3日发布的《深圳证券交易所深港通业务实施办法(2023年修订)》(深证上〔2023〕153号)同时废止。</span></span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><o:p></o:p></span></p>
<p class="MsoNormal" style="margin-right: 0pt; text-indent: 23.6pt; line-height: 200%; background-image: initial; background-position: initial; background-size: initial; background-repeat: initial; background-attachment: initial; background-origin: initial; background-clip: initial;"><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;">为确保修订后《实施办法》顺利施行,现将有关事项通知如下:</span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><o:p></o:p></span></p>
<p class="MsoNormal" style="margin-right: 0pt; text-indent: 23.6pt; line-height: 200%; background-image: initial; background-position: initial; background-size: initial; background-repeat: initial; background-attachment: initial; background-origin: initial; background-clip: initial;"><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; mso-bidi-font-weight: bold; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><span face="宋体" style="font-family: 宋体;">一、《实施办法》修订施行后首次深股通</span><span face="宋体" style="font-family: 宋体;">ETF考察和调整安排</span></span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; mso-bidi-font-weight: bold; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><o:p></o:p></span></p>
<p class="MsoNormal" style="margin-right: 0pt; text-indent: 23.6pt; line-height: 200%; background-image: initial; background-position: initial; background-size: initial; background-repeat: initial; background-attachment: initial; background-origin: initial; background-clip: initial;"><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;">(一)《实施办法》修订施行后</span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;">,</span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><span face="宋体" style="font-family: 宋体;">深股通</span><span face="宋体" style="font-family: 宋体;">ETF首次调入的考察日为2024年6月17日(深股通ETF定期调整考察日)。在该考察日属于《实施办法》第二十五条规定范围的本所上市股票ETF,将调入深股通ETF,但调入生效日前触及《实施办法》第二十八条调出情形的除外。</span></span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><o:p></o:p></span></p>
<p class="MsoNormal" style="margin-right: 0pt; text-indent: 23.6pt; line-height: 200%; background-image: initial; background-position: initial; background-size: initial; background-repeat: initial; background-attachment: initial; background-origin: initial; background-clip: initial;"><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;">(二)</span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;">属于</span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;">深股通</span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;">范围</span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><span face="宋体" style="font-family: 宋体;">的本所上市股票</span><span face="宋体" style="font-family: 宋体;">ETF</span></span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;">,</span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><span face="宋体" style="font-family: 宋体;">在</span><span face="宋体" style="font-family: 宋体;">2024年6月17日(深股通ETF定期调整考察日)触及《实施办法》第二十六条规定情形的,将调出深股通。</span></span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><o:p></o:p></span></p>
<p class="MsoNormal" style="margin-right: 0pt; text-indent: 23.6pt; line-height: 200%; background-image: initial; background-position: initial; background-size: initial; background-repeat: initial; background-attachment: initial; background-origin: initial; background-clip: initial;"><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><span face="宋体" style="font-family: 宋体;">(三)深股通</span><span face="宋体" style="font-family: 宋体;">ETF调整名单将于7月12日由香港联交所证券交易服务公司另行公告,预计自7月22日起生效,请予以关注。</span></span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><o:p></o:p></span></p>
<p class="MsoNormal" style="margin-right: 0pt; text-indent: 23.6pt; line-height: 200%; background-image: initial; background-position: initial; background-size: initial; background-repeat: initial; background-attachment: initial; background-origin: initial; background-clip: initial;"><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; mso-bidi-font-weight: bold; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><span face="宋体" style="font-family: 宋体;">二、《实施办法》修订施行后首次港股通</span><span face="宋体" style="font-family: 宋体;">ETF考察和调入安排</span></span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; mso-bidi-font-weight: bold; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><o:p></o:p></span></p>
<p class="MsoNormal" style="margin-right: 0pt; text-indent: 23.6pt; line-height: 200%; background-image: initial; background-position: initial; background-size: initial; background-repeat: initial; background-attachment: initial; background-origin: initial; background-clip: initial;"><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;">(一)《实施办法》修订施行后</span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;">,</span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><span face="宋体" style="font-family: 宋体;">港股通</span><span face="宋体" style="font-family: 宋体;">ETF首次调入的考察日为2024年6月17日。在该考察日属于《实施办法》第七十六条规定范围的香港联交所上市股票ETF,将调入港股通,但调入生效日前触及《实施办法》第七十九条调出情形的除外。</span></span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><o:p></o:p></span></p>
<p class="MsoNormal" style="margin-right: 0pt; text-indent: 23.6pt; line-height: 200%; background-image: initial; background-position: initial; background-size: initial; background-repeat: initial; background-attachment: initial; background-origin: initial; background-clip: initial;"><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><span face="宋体" style="font-family: 宋体;">(二)已调入港股通的香港联交所上市股票</span><span face="宋体" style="font-family: 宋体;">ETF,在前述考察日不进行调出考察。</span></span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><o:p></o:p></span></p>
<p class="MsoNormal" style="margin-right: 0pt; text-indent: 23.6pt; line-height: 200%; background-image: initial; background-position: initial; background-size: initial; background-repeat: initial; background-attachment: initial; background-origin: initial; background-clip: initial;"><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><span face="宋体" style="font-family: 宋体;">(三)港股通</span><span face="宋体" style="font-family: 宋体;">ETF调整名单将于7月12日由本所证券交易服务公司另行公告,预计自7月22日起生效,请予以关注。</span></span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><o:p></o:p></span></p>
<p class="MsoNormal" style="margin-right: 0pt; text-indent: 23.6pt; line-height: 200%; background-image: initial; background-position: initial; background-size: initial; background-repeat: initial; background-attachment: initial; background-origin: initial; background-clip: initial;"><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; mso-bidi-font-weight: bold; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;">三、规则施行衔接安排</span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; mso-bidi-font-weight: bold; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><o:p></o:p></span></p>
<p class="MsoNormal" style="margin-right: 0pt; text-indent: 23.6pt; line-height: 200%;"><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 0.0000pt;"><span face="宋体" style="font-family: 宋体;">本次《实施办法》修订施行前深港通部分业务安排继续执行(详见附件</span><span face="宋体" style="font-family: 宋体;">3)。</span></span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 0.0000pt;"><o:p></o:p></span></p>
<p class="MsoNormal" style="margin-right: 0pt; text-indent: 23.6pt; line-height: 200%; background-image: initial; background-position: initial; background-size: initial; background-repeat: initial; background-attachment: initial; background-origin: initial; background-clip: initial;"><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 0.0000pt;">&nbsp;</span></p>
<p class="MsoNormal" style="margin-right: 0pt; text-indent: 23.6pt; line-height: 200%; background-image: initial; background-position: initial; background-size: initial; background-repeat: initial; background-attachment: initial; background-origin: initial; background-clip: initial;"><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 0.0000pt;"><span face="宋体" style="font-family: 宋体;">附件:</span><span face="宋体" style="font-family: 宋体;">1</span></span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 0.0000pt;">.<a href="http://docs.static.szse.cn/www/lawrules/rule/inno/szhk/W020240614673497419312.pdf" target="_blank" rel="noopener" oldsrc="W020240614673497419312.pdf">深圳证券交易所深港通业务实施办法(2024年修订)</a></span></p>
<p class="MsoNormal" style="margin-right: 0pt; margin-left: 0pt; text-indent: 23.6pt; line-height: 200%; background-image: initial; background-position: initial; background-size: initial; background-repeat: initial; background-attachment: initial; background-origin: initial; background-clip: initial;"><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 0.0000pt;">&nbsp; &nbsp; 2</span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 0.0000pt;">.<a href="http://docs.static.szse.cn/www/lawrules/rule/inno/szhk/W020240614673497607678.pdf" target="_blank" rel="noopener" oldsrc="W020240614673497607678.pdf">《深圳证券交易所深港通业务实施办法》修订说明</a></span></p>
<p class="MsoNormal" style="margin-right: 0pt; text-indent: 23.6pt; line-height: 200%;"><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 0.0000pt;">&nbsp; &nbsp; 3</span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 0.0000pt;">.<a href="http://docs.static.szse.cn/www/lawrules/rule/inno/szhk/W020240614673497698949.pdf" target="_blank" rel="noopener" oldsrc="W020240614673497698949.pdf">《深圳证券交易所深港通业务实施办法(2024年修订)》施行衔接安排</a></span></p>
<p class="MsoNormal" style="margin-right: 0.0000pt; mso-para-margin-right: 0.0000gd; text-indent: 23.6000pt; mso-char-indent-count: 2.0000; mso-layout-grid-align: none; layout-grid-mode: char; text-autospace: ideograph-numeric; mso-pagination: none; mso-outline-level: 1; line-height: 200%;"><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;">&nbsp;</span></p>
<p class="MsoNormal" style="margin-right: 0.0000pt; mso-para-margin-right: 0.0000gd; text-indent: 23.6000pt; mso-char-indent-count: 2.0000; mso-layout-grid-align: none; layout-grid-mode: char; text-autospace: ideograph-numeric; mso-pagination: none; mso-outline-level: 1; line-height: 200%;"><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;">&nbsp;</span></p>
<p class="MsoNormal" align="right" style="margin-right: 0.0000pt; mso-para-margin-right: 0.0000gd; text-indent: 23.6000pt; mso-char-indent-count: 2.0000; mso-layout-grid-align: none; layout-grid-mode: char; text-autospace: ideograph-numeric; mso-pagination: none; text-align: right; line-height: 200%;"><span style="font-family: 宋体; line-height: 200%; font-size: 12pt;">深圳证券交易所</span><span style="font-family: 宋体; line-height: 200%; font-size: 12pt;"><o:p></o:p></span></p>
<p class="MsoNormal" align="right" style="margin-right: 0.0000pt; mso-para-margin-right: 0.0000gd; text-indent: 23.6000pt; mso-char-indent-count: 2.0000; word-break: break-all; text-autospace: ideograph-numeric; mso-pagination: none; text-align: right; line-height: 200%;"><span style="font-family: 宋体; line-height: 200%; font-size: 12pt;">2024年</span><span style="font-family: 宋体; line-height: 200%; font-size: 12pt;">6</span><span style="font-family: 宋体; line-height: 200%; font-size: 12pt;">月</span><span style="font-family: 宋体; line-height: 200%; font-size: 12pt;">14</span><span style="font-family: 宋体; line-height: 200%; font-size: 12pt;">日</span><span style="font-family: 宋体; line-height: 200%; font-size: 12pt;"><o:p></o:p></span></p>
<p class="MsoNormal" style="margin-right: 0.0000pt; mso-para-margin-right: 0.0000gd; text-indent: 23.6000pt; mso-char-indent-count: 2.0000; text-autospace: ideograph-numeric; mso-pagination: none; line-height: 200%;"><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;">&nbsp;</span></p>
</description>
<link>http://www.szse.cn/lawrules/rule/inno/szhk/t20240614_607685.html</link>
<guid isPermaLink="false">http://www.szse.cn/lawrules/rule/inno/szhk/t20240614_607685.html</guid>
<pubDate>Sat, 17 Sep 56422 04:00:00 GMT</pubDate>
<author>www.szse.cn</author>
<category>本所业务规则-跨境创新类-深港通</category>
</item>
<item>
<title>关于发布《深圳证券交易所 中国证券登记结算有限责任公司创业板上市公司股东询价和配售方式转让股份业务指引》的通知</title>
<description><p class="MsoNormal" align="center" style="text-align: center; line-height: 200%;"><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><span face="宋体" style="font-family: 宋体;">深证上〔</span>2024〕</span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;">396</span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><span face="宋体" style="font-family: 宋体;">号</span></span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><o:p></o:p></span></p>
<p class="MsoNormal" style="text-indent: 23.6000pt; mso-char-indent-count: 2.0000; mso-layout-grid-align: none; layout-grid-mode: char; line-height: 200%;"><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><o:p>&nbsp; &nbsp;</o:p></span></p>
<p class="MsoNormal" style="mso-layout-grid-align: none; line-height: 200%;"><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><span face="宋体" style="font-family: 宋体;">各市场参与人:</span></span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><o:p></o:p></span></p>
<p class="MsoNormal" style="text-indent: 23.6000pt; mso-char-indent-count: 2.0000; mso-layout-grid-align: none; line-height: 200%;"><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 0.0000pt;"><span face="宋体" style="font-family: 宋体;">为深入贯彻中央金融工作会议精神和《国务院关于加强监管防范风险推动资本市场高质量发展的若干意见》,</span></span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><span face="宋体" style="font-family: 宋体;">进一步完善市场基础制度,引导创业板上市公司股东依法依规有序转让股份,深圳证券交易所和中国证券登记结算有限责任公司共同制定了《深圳证券交易所</span> <span face="宋体" style="font-family: 宋体;">中国证券登记结算有限责任公司创业板上市公司股东询价和配售方式转让股份业务指引》,现予以发布,自发布之日起施行。</span></span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><o:p></o:p></span></p>
<p class="MsoNormal" style="mso-layout-grid-align: none; line-height: 200%;"><span style="font-family: 宋体; line-height: 200%; font-size: 12pt;"><o:p>&nbsp;</o:p></span></p>
<p class="MsoNormal" style="text-indent: 23.6000pt; mso-char-indent-count: 2.0000; mso-layout-grid-align: none; mso-pagination: widow-orphan; line-height: 200%;"><span style="font-family: 宋体; line-height: 200%; font-size: 12pt;"><span face="宋体" style="font-family: 宋体;">附件:<a href="http://docs.static.szse.cn/www/lawrules/rule/stock/supervision/chinext/W020240524748423497510.pdf" target="_blank" rel="noopener" oldsrc="W020240524748423497510.pdf">深圳证券交易所 中国证券登记结算有限责任公司创业板上市公司股东询价和配售方式转让股份业务指引</a></span></span></p>
<p class="MsoNormal" style="text-indent: 23.6000pt; mso-char-indent-count: 2.0000; mso-layout-grid-align: none; mso-pagination: widow-orphan; line-height: 200%;"><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><o:p>&nbsp;</o:p></span></p>
<p class="MsoNormal" style="text-indent: 23.6000pt; mso-char-indent-count: 2.0000; mso-layout-grid-align: none; mso-pagination: widow-orphan; line-height: 200%;"><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;">&nbsp; &nbsp; &nbsp;</span></p>
<p class="MsoNormal" style="text-indent: 23.6pt; line-height: 200%; text-align: right;"><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><o:p>&nbsp;</o:p></span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><span face="宋体" style="font-family: 宋体;">深圳证券交易所&nbsp;</span></span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><span face="宋体" style="font-family: 宋体;">中国证券登记结算有限责任公司</span></span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><o:p></o:p></span></p>
<p class="MsoNormal" align="right" style="margin-right: 63.2000pt; margin-left: 63.2000pt; mso-para-margin-right: 4.0000gd; mso-para-margin-left: 4.0000gd; text-indent: 23.6000pt; mso-char-indent-count: 2.0000; text-align: right; line-height: 200%;"><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;">20</span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;">24</span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><span face="宋体" style="font-family: 宋体;">年</span></span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;">5</span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><span face="宋体" style="font-family: 宋体;">月</span></span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;">24日</span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><o:p></o:p></span></p>
</description>
<link>http://www.szse.cn/lawrules/rule/stock/supervision/chinext/t20240524_607344.html</link>
<guid isPermaLink="false">http://www.szse.cn/lawrules/rule/stock/supervision/chinext/t20240524_607344.html</guid>
<pubDate>Mon, 14 Jun 56365 06:40:00 GMT</pubDate>
<author>www.szse.cn</author>
<category>本所业务规则-股票类-持续监管-创业板专用</category>
</item>
<item>
<title>关于发布《深圳证券交易所上市公司自律监管指引第18号——股东及董事、监事、高级管理人员减持股份》的通知</title>
<description><p class="MsoNormal" align="center" style="text-align: center; line-height: 200%;"><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><span face="宋体" style="font-family: 宋体;">深证上〔</span>2024〕395号</span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><o:p></o:p></span></p>
<p class="MsoNormal" style="line-height: 200%;"><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><o:p>&nbsp; &nbsp; &nbsp;</o:p></span></p>
<p class="MsoNormal" style="line-height: 200%;"><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><span face="宋体" style="font-family: 宋体;">各市场参与人:</span></span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><o:p></o:p></span></p>
<p class="MsoNormal" style="line-height: 200%; font-size: 16px; text-indent: 2em;"><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><span face="宋体" style="font-family: 宋体;">为深入贯彻落实中央金融工作会议精神和《国务院关于加强监管防范风险推动资本市场高质量发展的若干意见》,</span></span><span style="font-family: 宋体; line-height: 200%; font-size: 12pt;"><span face="宋体" style="font-family: 宋体;">进一步规范股东减持行为,维护证券市场秩序,保护投资者合法权益</span></span><span style="font-family: 宋体; line-height: 200%; font-size: 12pt;"><span face="宋体" style="font-family: 宋体;">,</span></span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><span face="宋体" style="font-family: 宋体;">本所整合修订《</span></span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><span face="宋体" style="font-family: 宋体;">深圳证券交易所上市公司股东及董事、监事、高级管理人员减持股份实施细则</span></span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><span face="宋体" style="font-family: 宋体;">》及相关通知、问答,并更名为</span></span><span style="font-family: 宋体; line-height: 200%; font-size: 12pt;"><span face="宋体" style="font-family: 宋体;">《深圳证券交易所上市公司自律监管指引第</span>18号——股东及董事、监事、高级管理人员减持股份》(以下简称新规则)</span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><span face="宋体" style="font-family: 宋体;">。经中国证监会批准,现予以发布,自发布之日起施行。</span></span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><o:p></o:p></span></p>
<p class="MsoNormal" style="line-height: 200%; font-size: 16px; text-indent: 2em;"><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><span face="宋体" style="font-family: 宋体;">本所</span>2017年5月27日发布的《深圳证券交易所上市公司股东及董事、监事、高级管理人员减持股份实施细则》(深证上〔2017〕820号)、2023年9月26日发布的《关于进一步规范股份减持行为有关事项的通知》(深证上〔2023〕924号)以及2017年5月27日发布的《深交所就〈深圳证券交易所上市公司股东及董事、监事、高级管理人员减持股份实施细则〉答记者问》《关于就〈深圳证券交易所上市公司股东及董事、监事、高级管理人员减持股份实施细则〉有关事项答投资者问》、2018年1月12日发布的《关于就〈深圳证券交易所上市公司股东及董事、监事、高级管理人员减持股份实施细则〉有关事项答投资者问(二)》、2023年8月25日发布的《关于就〈深圳证券交易所上市公司股东及董事、监事、高级管理人员减持股份实施细则〉有关事项答投资者问(三)》同时废止。</span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><o:p></o:p></span></p>
<p class="MsoNormal" style="line-height: 200%; font-size: 16px; text-indent: 2em;"><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><span face="宋体" style="font-family: 宋体;">相关新旧规则适用的衔接安排如下:</span></span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><o:p></o:p></span></p>
<p class="MsoNormal" style="margin-left: -0.1pt; line-height: 200%; text-indent: 2em;"><!-- [if !supportLists]--><span style="font-family: 宋体; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;">一、</span><!--[endif]--><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><span face="宋体" style="font-family: 宋体;">上市公司大股东及</span></span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><span face="宋体" style="font-family: 宋体;">董事、监事、高级管理人员</span></span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><span face="宋体" style="font-family: 宋体;">因离婚、法人或者非法人组织终止、公司分立等分配股份,</span></span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><span face="宋体" style="font-family: 宋体;">在新规则发布前完成股份过户的,适用当时本所相关减持规定;在新规则发布后完成股份过户的,适用新规则相关规定。</span></span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><o:p></o:p></span></p>
<p class="MsoNormal" style="margin-left: -0.1pt; line-height: 200%; text-indent: 2em;"><!-- [if !supportLists]--><span style="font-family: 宋体; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;">二、</span><!--[endif]--><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><span face="宋体" style="font-family: 宋体;">上市公司股东因股票质押、融资融券、约定购回式证券交易违约处置减持股份,在</span></span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><span face="宋体" style="font-family: 宋体;">新规则</span></span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><span face="宋体" style="font-family: 宋体;">发布前相关股份完成质押登记或者成为融资融券业务担保物的,适用当时本所关于上市公司破发破净分红不达标的减持规定;在</span></span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><span face="宋体" style="font-family: 宋体;">新规则</span></span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><span face="宋体" style="font-family: 宋体;">发布后相关股份完成质押登记或者成为融资融券业务担保物的,适用</span></span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><span face="宋体" style="font-family: 宋体;">新规则</span></span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><span face="宋体" style="font-family: 宋体;">相关规定。</span></span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><o:p></o:p></span></p>
<p class="MsoNormal" style="text-indent: 23.6000pt; mso-char-indent-count: 2.0000; line-height: 200%;"><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><o:p>&nbsp;</o:p></span></p>
<p class="MsoNormal" style="margin-left: 78.8000pt; mso-para-margin-left: 2.0000gd; text-indent: -47.2000pt; mso-char-indent-count: -4.0000; line-height: 200%;"><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 0.0000pt;"><span face="宋体" style="font-family: 宋体;">附件:</span>1.<a href="http://docs.static.szse.cn/www/lawrules/rule/stock/supervision/currency/W020240524743796556577.pdf" target="_blank" rel="noopener" oldsrc="W020240524743796556577.pdf">深圳证券交易所上市公司自律监管指引第18号——股东及董事、监事、高级管理人员减持股份</a></span></p>
<p class="MsoNormal" style="margin-left: 78.8000pt; mso-para-margin-left: 2.0000gd; text-indent: -47.2000pt; mso-char-indent-count: -4.0000; line-height: 200%;"><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><o:p></o:p></span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;">&nbsp; &nbsp; 2.<a href="http://docs.static.szse.cn/www/lawrules/rule/stock/supervision/currency/W020240524743796719364.pdf" target="_blank" rel="noopener" oldsrc="W020240524743796719364.pdf">《深圳证券交易所上市公司自律监管指引第18号——股东及董事、监事、高级管理人员减持股份》修订说明</a></span></p>
<p class="MsoNormal" align="right" style="margin-right: 79.0000pt; mso-para-margin-right: 5.0000gd; text-align: right; line-height: 200%;"><span style="font-family: 宋体; line-height: 200%; font-size: 12pt;"><o:p>&nbsp;</o:p></span></p>
<p class="MsoNormal" align="right" style="margin-right: 79.0000pt; mso-para-margin-right: 5.0000gd; text-align: right; line-height: 200%;"><span style="font-family: 宋体; line-height: 200%; font-size: 12pt;"><o:p>&nbsp;</o:p></span></p>
<p class="MsoNormal" align="right" style="margin-right: 79.0000pt; mso-para-margin-right: 5.0000gd; text-align: right; line-height: 200%;"><span style="font-family: 宋体; line-height: 200%; font-size: 12pt;"><span face="宋体" style="font-family: 宋体;">深圳证券交易所</span></span></p>
<p class="MsoNormal" align="right" style="margin-right: 79.0000pt; mso-para-margin-right: 5.0000gd; text-align: right; line-height: 200%;"><span style="font-family: 宋体; line-height: 200%; font-size: 12pt;"><o:p></o:p></span><span style="font-family: 宋体; line-height: 200%; font-size: 12pt;">2024年5月24日</span><span style="font-family: 宋体; line-height: 200%; font-size: 12pt;"><o:p></o:p></span></p>
</description>
<link>http://www.szse.cn/lawrules/rule/stock/supervision/currency/t20240524_607343.html</link>
<guid isPermaLink="false">http://www.szse.cn/lawrules/rule/stock/supervision/currency/t20240524_607343.html</guid>
<pubDate>Tue, 08 Jun 56365 14:00:00 GMT</pubDate>
<author>www.szse.cn</author>
<category>本所业务规则-股票类-持续监管-通用</category>
</item>
<item>
<title>关于发布《深圳证券交易所上市公司自律监管指引第16号——创业板上市公司股东询价和配售方式转让股份》的通知</title>
<description><p class="MsoNormal" align="center" style="text-align: center; line-height: 200%;"><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><span face="宋体" style="font-family: 宋体;">深证上〔</span>202</span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;">4</span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><span face="宋体" style="font-family: 宋体;">〕</span></span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;">394</span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><span face="宋体" style="font-family: 宋体;">号</span></span></p>
<p class="MsoNormal" style="text-indent: 23.6000pt; mso-char-indent-count: 2.0000; mso-layout-grid-align: none; layout-grid-mode: char; line-height: 200%;"><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><o:p>&nbsp; &nbsp;&nbsp;</o:p></span></p>
<p class="MsoNormal" style="line-height: 200%;"><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><span face="宋体" style="font-family: 宋体;">各市场参与人</span></span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><span face="宋体" style="font-family: 宋体;">:</span></span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><o:p></o:p></span></p>
<p class="MsoNormal" style="text-indent: 23.6000pt; mso-char-indent-count: 2.0000; line-height: 200%;"><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 0.0000pt;"><span face="宋体" style="font-family: 宋体;">为深入贯彻落实中央金融工作会议精神和《国务院关于加强监管防范风险推动资本市场高质量发展的若干意见》,</span></span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 0.0000pt;"><span face="宋体" style="font-family: 宋体;">进一步完善市场基础制度,引导创业板上市公司股东依法依规有序转让股份,本所制定了《深圳证券交易所上市公司自律监管指引第</span>16号——创业板上市公司股东询价和配售方式转让股份》。经中国证监会批准,</span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><span face="宋体" style="font-family: 宋体;">现予以发布,自发布之日起施行。</span></span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><o:p></o:p></span></p>
<p class="MsoNormal" style="text-indent: 23.6000pt; mso-char-indent-count: 2.0000; line-height: 200%;"><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 0.0000pt;"><o:p>&nbsp;</o:p></span></p>
<p class="MsoNormal" style="margin-left: 78.9000pt; mso-para-margin-left: 2.0000gd; text-indent: -47.3000pt; mso-char-indent-count: -4.0100; line-height: 200%;"><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><span face="宋体" style="font-family: 宋体;">附件:</span>1.<a href="http://docs.static.szse.cn/www/lawrules/rule/stock/supervision/chinext/W020240524740637693943.pdf" target="_blank" rel="noopener" oldsrc="W020240524740637693943.pdf">深圳证券交易所上市公司自律监管指引第16号——创业板上市公司股东询价和配售方式转让股份</a></span></p>
<p class="MsoNormal" style="margin-left: 78.9000pt; mso-para-margin-left: 2.0000gd; text-indent: -47.3000pt; mso-char-indent-count: -4.0100; line-height: 200%;"><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><o:p></o:p></span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;">&nbsp; &nbsp; 2.<a href="http://docs.static.szse.cn/www/lawrules/rule/stock/supervision/chinext/W020240524745205060936.pdf" target="_blank" rel="noopener" oldsrc="W020240524745205060936.pdf">《深圳证券交易所上市公司自律监管指引第16号——创业板上市公司股东询价和配售方式转让股份》起草说明</a></span></p>
<p class="MsoNormal" style="margin-left: 78.9pt; text-indent: -45em; line-height: 200%; font-size: 16px;"><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;">公司自律监管指引第16号</span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><o:p></o:p></span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;">——创业板上市公司股东询价和配售方式转让股份》起草说明</span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><o:p></o:p></span></p>
<p class="MsoNormal" align="right" style="margin-right: 79.0000pt; mso-para-margin-right: 5.0000gd; text-align: right; line-height: 200%;"><span style="font-family: 宋体; line-height: 200%; font-size: 12pt;"><o:p>&nbsp;</o:p></span></p>
<p class="MsoNormal" align="right" style="margin-right: 79.0000pt; mso-para-margin-right: 5.0000gd; text-align: right; line-height: 200%;"><span style="font-family: 宋体; line-height: 200%; font-size: 12pt;"></span></p>
<p class="MsoNormal" align="right" style="margin-right: 79pt; line-height: 200%;"><span style="font-family: 宋体; line-height: 200%; font-size: 12pt;"><span face="宋体" style="font-family: 宋体;">&nbsp; &nbsp; &nbsp; &nbsp; &nbsp;深圳证券交易所</span></span></p>
<p class="MsoNormal" align="right" style="margin-right: 79pt; line-height: 200%;"><span style="font-family: 宋体; line-height: 200%; font-size: 12pt;"><o:p></o:p></span><span style="font-family: 宋体; line-height: 200%; font-size: 12pt;">2024年</span><span style="font-family: 宋体; line-height: 200%; font-size: 12pt;">5</span><span style="font-family: 宋体; line-height: 200%; font-size: 12pt;"><span face="宋体" style="font-family: 宋体;">月</span></span><span style="font-family: 宋体; line-height: 200%; font-size: 12pt;">24</span><span style="font-family: 宋体; line-height: 200%; font-size: 12pt;"><span face="宋体" style="font-family: 宋体;">日</span></span><span style="font-family: 宋体; line-height: 200%; font-size: 12pt;"><o:p></o:p></span></p>
</description>
<link>http://www.szse.cn/lawrules/rule/stock/supervision/chinext/t20240524_607342.html</link>
<guid isPermaLink="false">http://www.szse.cn/lawrules/rule/stock/supervision/chinext/t20240524_607342.html</guid>
<pubDate>Sat, 05 Jun 56365 09:03:20 GMT</pubDate>
<author>www.szse.cn</author>
<category>本所业务规则-股票类-持续监管-创业板专用</category>
</item>
<item>
<title>关于发布《深圳证券交易所创业板股票上市规则(2024年修订)》的通知</title>
<description><p class="MsoNormal" align="center" style="margin-right: 0.0000pt; mso-para-margin-right: 0.0000gd; text-indent: 0.0000pt; mso-char-indent-count: 0.0000; text-autospace: ideograph-numeric; mso-pagination: none; text-align: center; line-height: 200%;"><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><span face="宋体" style="font-family: 宋体;">深证上〔</span><span face="宋体" style="font-family: 宋体;">2024〕</span></span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><span face="宋体" style="font-family: 宋体;">340</span></span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><span face="宋体" style="font-family: 宋体;">号</span></span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><o:p></o:p></span></p>
<p class="MsoNormal" style="margin-right: 0.0000pt; mso-para-margin-right: 0.0000gd; text-indent: 0.0000pt; mso-char-indent-count: 0.0000; mso-layout-grid-align: none; layout-grid-mode: char; text-autospace: ideograph-numeric; mso-pagination: none; line-height: 200%;"><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><o:p>&nbsp;</o:p></span></p>
<p class="MsoNormal" style="margin-right: 0.0000pt; mso-para-margin-right: 0.0000gd; text-indent: 0.0000pt; mso-char-indent-count: 0.0000; text-autospace: ideograph-numeric; mso-pagination: none; line-height: 200%;"><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><span face="宋体" style="font-family: 宋体;">各市场参与人:</span></span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><o:p></o:p></span></p>
<p class="MsoNormal" style="margin-right: 0.0000pt; mso-para-margin-right: 0.0000gd; text-indent: 23.6000pt; mso-char-indent-count: 2.0000; text-autospace: ideograph-numeric; mso-pagination: none; line-height: 200%;"><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><span face="宋体" style="font-family: 宋体;">为深入贯彻落实中央金融工作会议精神和《国务院关于加强监管防范风险推动资本市场高质量发展的若干意见》,进一步提高上市公司质量和投资价值,保护投资者合法权益,本所对《深圳证券交易所创业板股票上市规则(</span><span face="宋体" style="font-family: 宋体;">2023年8月修订)》(以下简称原规则)进行了修订,形成《深圳证券交易所创业板股票上市规则(2024年修订)》(以下简称新规则)。经中国证监会批准,现予以发布,自发布之日起施行。</span></span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><o:p></o:p></span></p>
<p class="MsoNormal" style="margin-right: 0.0000pt; mso-para-margin-right: 0.0000gd; text-indent: 23.6000pt; mso-char-indent-count: 2.0000; text-autospace: ideograph-numeric; mso-pagination: none; line-height: 200%;"><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><span face="宋体" style="font-family: 宋体;">本所</span><span face="宋体" style="font-family: 宋体;">2020年12月31日发布的《深圳证券交易所创业板股票上市规则(2020年12月修订)》(深证上〔2020〕1292号)、2023年8月4日发布的《深圳证券交易所创业板股票上市规则(2023年8月修订)》(深证上〔2023〕702号)同时废止,相关新旧规则适用的衔接安排如下:</span></span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><o:p></o:p></span></p>
<p class="MsoNormal" style="margin-right: 0.0000pt; mso-para-margin-right: 0.0000gd; text-indent: 23.6000pt; mso-char-indent-count: 2.0000; text-autospace: ideograph-numeric; mso-pagination: none; line-height: 200%;"><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><span face="宋体" style="font-family: 宋体;">一、新规则第</span><span face="宋体" style="font-family: 宋体;">2.1.2条规定的上市条件,自新规则发布之日起施行。尚未通过本所上市审核委员会审议的拟上市公司,适用新规则第2.1.2条规定的上市条件;已经通过本所上市审核委员会审议的拟上市公司,适用原规则第2.1.2条规定的上市条件。</span></span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><o:p></o:p></span></p>
<p class="MsoNormal" style="margin-right: 0.0000pt; mso-para-margin-right: 0.0000gd; text-indent: 23.6000pt; mso-char-indent-count: 2.0000; text-autospace: ideograph-numeric; mso-pagination: none; line-height: 200%;"><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><span face="宋体" style="font-family: 宋体;">二、新规则第</span><span face="宋体" style="font-family: 宋体;">10.3.1条第一款第一项、第四项规定的财务类退市风险警示情形,以2024年度为首个适用的会计年度。上市公司在2023年年度报告披露后继续按照原规则第十章第三节实施、撤销退市风险警示或者实施终止上市。其中被实施退市风险警示的公司在2024年年度报告披露后按照新规则第十章第三节撤销退市风险警示或者实施终止上市。</span></span><span style="mso-spacerun: 'yes'; font-family: 宋体; line-height: 200%; font-size: 12.0000pt; mso-font-kerning: 1.0000pt;"><o:p></o:p></span></p>
<p class="MsoNormal" style="margin-right: 0.0000pt; mso-para-margin-right: 0.0000gd; text-indent: 23.6000pt; mso-char-indent-count: 2.
nczitzk哥 本机报错换成了
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对应路由'/szse/rule/allrules/bussiness'
rsshub实例成功